Privacy & Security Statement



Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.


The types of personal information we collect and share depend on the product or service you have with us.  This information can include: 

  • Social Security number
  • Assets
  • Retirement Assets
  • Transaction History
  • Checking Account Information
  • Purchase History
  • Account Balances
  • Account Transactions
  • Wire Transfer Instructions

When you are no longer our customer, we continue to share your information as described in this notice.


All financial companies need to share your personal information to run their everyday business.  In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons The Investment House Funds chooses to share; and whether you can limit this sharing.   

Reasons we can share your personal information   Does The Investment House Funds share?   Can you limit this sharing?

For our everyday business purposes – Such as to 

process your transactions, maintain your account(s),                       Yes                                                           No

respond to court orders and legal investigations, or 

report to credit bureaus

For our marketing purposes – to offer our products                         No                                                          We don't share

 and services to you                                                                              

For joint marketing with other financial companies                        No                                                        We don’t share         


For our affiliates’ everyday business purposes –                               No                                                        We don’t share 

information about your transactions and experiences        

For our affiliates’ everyday business purposes –                               No                                                        We don’t share 

information about your creditworthiness

For nonaffiliates to market to you                                                      No                                                        We don’t share     

Who we are:

Who is providing this notice?                  The Investment House Funds Ultimus Fund Distributors, LLC (Distributor) Ultimus Fund Solutions, LLC (Administrator)

What we do:How does The Investment House Funds protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law.  These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.

How does The Investment House Funds collect my personal information?

We collect your personal information, for example, when you 

  • Open an account
  • Provide account information
  • Give us your contact information
  • Make deposits or withdrawals from your account
  • Make a wire transfer
  • Tell us where to send the money
  • Tell us who receives the money
  • Show your government-issued ID
  • Show your driver’s license

We also collect your personal information from other companies.

Why can’t I limit all sharing?                          Federal law gives you the right to limit only 

  • Sharing  for affiliates’ everyday business purposes – information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you

                                                                            State laws and individual companies may give you additional rights to limit sharing.



Companies related by common ownership or control.  They can be financial and nonfinancial companies. 

  • The Investment House LLC, the investment adviser to The Investment House Funds, could be deemed to be an affiliate.


Companies not related by common ownership or control.  They can be financial and nonfinancial companies 

  • The Investment House Funds does not share with nonaffiliates so they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you. 

  • The Investment House Funds does not jointly market.